AS TO THE ADMISSIBILITY OF
Application Nos. 21627/93, 21826 and 21974/93
by Colin LASKEY, Roland JAGGARD and Antony BROWN
against the United Kingdom
MM. C.A. NØRGAARD, President
H. DANELIUS
C.L. ROZAKIS
G. JÖRUNDSSON
S. TRECHSEL
A.S. GÖZÜBÜYÜK
J.-C. SOYER
H.G. SCHERMERS
F. MARTINEZ
Mrs. J. LIDDY
MM. L. LOUCAIDES
J.-C. GEUS
M.A. NOWICKI
N. BRATZA
I. BÉKÉS
J. MUCHA
E. KONSTANTINOV
G. RESS
Mr. H.C. KRÜGER, Secretary to the Commission
Having regard to Article 25 of the Convention for the Protection
of Human Rights and Fundamental Freedoms;
Having regard to the applications introduced on 14 December 1992
by Colin LASKEY, Roland JAGGARD and Anthony BROWN against the United
Kingdom and registered on 8 April, 12 May and 4 June 1993 under file
Nos. 21627/93, 21826/93, and 21974/93;
Having regard to:
- the reports provided for in Rule 47 of the Rules of Procedure of
the Commission;
- the observations submitted by the respondent Government on
3 December 1993 and the observations in reply submitted by the
applicants on 26 March 1994;
- the observations submitted by the parties at the oral hearing
held on 18 January 1995;
Having deliberated;
Decides as follows:
THE FACTS
The first applicant, a United Kingdom citizen born in 1943,
resides in Maes y coed, Pontypridd. Before the Commission he is
represented by Miss Anna Worrall, Q.C. and Miss Eleanor Sharpston,
counsel, and Messrs. Hughmans, a firm of solicitors.
The second applicant, a United Kingdom citizen born in 1947,
resides in Welwyn Garden City. Before the Commission he is represented
by Angus Hamilton, a solicitor practising in London and Mr. Adrian
Fulford, counsel.
The third applicant, a United Kingdom citizen born in 1935,
resides in Yardley. Before the Commission, he is represented by Miss
Anna Worrall Q.C. and Ivan Geffens, solicitors.
The facts of the case as submitted by the parties may be
summarised as follows.
A. Particular circumstances of the case
The applicants, with 10 others, were charged with a series of
offences, including assault and wounding, relating to acts which took
place in the course of sado-masochistic encounters between the
applicants and other homosexual men. The encounters took place with one
exception between men of full age. (One charge involved a defendant who
was not yet 21 and who was alleged to have procured or counselled the
first applicant to assault another person.) The acts consisted in the
main of maltreatment of the genitalia and ritualistic beatings either
with the assailant's bare hands or a bizarre variety of implements,
including stinging nettles, belts and canes. Although these activities
undoubtedly involved a significant degree of pain and caused, in some
cases, physical injury, including wounding, they were consensual (save
for one single indication that there may not have been consent to the
second branding of a person in bondage) and were conducted in private
for no apparent purpose other than the achievement of sexual
gratification. The infliction of pain was subject to certain rules
including the provision of a code word to be used by any `victim' to
stop an `assault', and did not lead to any instances of infection,
permanent injury or the need for medical attention.
The applicants pleaded guilty to the assault charges after the
trial judge ruled on 19 November 1990 that they could not rely on the
consent of the alleged "victims" as an answer to the prosecution case.
On 19 December 1990, the defendants were convicted and sentenced.
The first applicant was convicted on eight counts of assault contrary
to section 47 of the Offences Against the Person Act 1861 (OAPA), one
count of wounding contrary to section 20 of the OAPA and of a number
of other offences including aiding and abetting the keeping of a
disorderly house. He was sentenced to a total of four years and six
months' imprisonment.
The second applicant was convicted on one count of aiding and
abetting unlawful wounding, one count of unlawful wounding, two counts
of assault occasioning actual bodily harm and one count of aiding and
abetting an assault occasioning actual bodily harm. He was sentenced
to a total of three years' imprisonment.
The third applicant was convicted on five counts of assault
occasioning actual bodily harm and one count of aiding and abetting an
assault occasioning actual bodily harm. He was sentenced to a total of
two years and nine months' imprisonment.
The applicants, and three co-defendants, appealed against
conviction on the ground that the trial judge's ruling was wrong.
On 19 February 1992, the Court of Appeal dismissed the appeals
against conviction. It reduced the first applicant's sentence of
imprisonment as regards the charge of aiding and abetting the keeping
of a disorderly house to 18 months, and as regards the assaults and
wounding to 6 months: a total of 2 years together. It reduced the
second applicant's sentence of imprisonment to six months and that of
the third applicant to three months. The Court commented that it was
prepared to accept that the applicants and their co-defendants did not
appreciate that their actions in inflicting injuries were criminal and
that the sentences should be lenient to reflect this.
The applicants and two of their co-defendants appealed on the
following certified point of law of public importance to the House of
Lords:
"Where A wounds or assaults B occasioning him actual bodily harm
in the course of a sado-masochistic encounter does the
prosecution have to prove lack of consent on the part of B before
they can establish A's guilt under section 20 and section 47 of
the 1861 Offences against the Person Act?"
On 11 March 1993, the appeal, known as the case of R. v. Brown,
was dismissed by a majority of the House of Lords, two of the five law
lords dissenting.
Lord Templeman, in the majority, held after reviewing the case-
law:
"...the authorities dealing with the intentional infliction of
bodily harm do not establish that consent is a defence to a
charge under the Act of 1861. They establish that consent is a
defence to the infliction of bodily harm in the course of some
lawful activities. The question is whether the defence should be
extended to the infliction of bodily harm in the course of sado-
masochistic encounters...
Counsel for the appellants argued that consent should provide a
defence...because it was said every person has a right to deal
with his own body as he chooses. I do not consider that this
slogan provides a sufficient guide to the policy decision which
must now be taken. It is an offence for a person to abuse his own
body and mind by taking drugs. Although the law is often broken,
the criminal law restrains a practice which is regarded as
dangerous and injurious to individuals and which if allowed and
extended is harmful to society generally. In any event the
appellants in this case did not mutilate their own bodies. They
inflicted harm on willing victims...
In principle there is a difference between violence which is
incidental and violence which is inflicted for the indulgence of
cruelty. The violence of sado-masochistic encounters involves the
indulgence of cruelty by sadists and the degradation of victims.
Such violence is injurious to the participants and unpredictably
dangerous. I am not prepared to invent a defence of consent for
sado-masochistic encounters which breed and glorify cruelty..."
Lord Jauncey found that:
"In my view the line falls properly to be drawn between assault
at common law and the offence of assault occasioning actual
bodily harm created by section 47 of the 1861 Act, with the
result that consent of the victim is no answer to anyone charged
with the latter offence... unless the circumstances fall within
one of the well known exceptions such as organised sporting
contests or games, parental chastisement or reasonable surgery
...the infliction of actual or more serious bodily harm is an
unlawful activity to which consent is no answer.
... Notwithstanding the views which I have come to, I think it
right to say something about the submissions that consent to the
activity of the appellants would not be injurious to the public
interest.
Considerable emphasis was placed by the appellants on the well-
ordered and secret manner in which their activities were
conducted and upon the fact that these activities had resulted
in no injuries which required medical attention. There was, it
was said, no question of proselytising by the appellants. This
latter submission sits ill with the following passage in the
judgment of the Lord Chief Justice:
'They [Laskey and Cadman] recruited new participants: they
jointly organised proceedings at the house where much of
this activity took place; where much of the pain inflicting
equipment was stored.
Cadman was a voyeur rather than a sado-masochist, but both
he and Laskey through their operations at the Horwich
premises were responsible in part for the corruption of a
youth "K" who is now it seems settled into a normal
heterosexual relationship.'
Be that as it may, in considering the public interest it would
be wrong to look only at the activities of the appellants alone,
there being no suggestion that they and their associates are the
only practitioners of homosexual sado-masochism in England and
Wales. This House must therefore consider the possibility that
these activities are practised by others and by others who are
not so controlled or responsible as the appellants are claiming
to be. Without going into details of all the rather curious
activities in which the appellants engaged it would appear to be
good luck rather than good judgment which has prevented serious
injury from occurring. Wounds can easily become septic if not
properly treated, the free flow of blood from a person who is
H.I.V. positive or who has Aids can infect another and an
inflicter who is carried away by sexual excitement or by drink
or drugs could very easily inflict pain and injury beyond the
level to which the receiver had consented. Your Lordships have
no information as to whether such situations have occurred in
relation to other sado-masochistic practitioners. It was no doubt
these dangers which caused Lady Mallalieu to restrict her
propositions in relation to the public interest to the actual
rather than the potential result of the activity. In my view such
a restriction is quite unjustified. When considering the public
interest potential for harm is just as relevant as actual harm.
As Mathew J. said in Coney 8 Q.B.D. 534, 547:
'There is however abundant authority for saying that no
consent can render that innocent which is in fact
dangerous'.
Furthermore, the possibility of proselytisation and corruption
of young men is a real danger even in the case of these
appellants and the taking of video recordings of such activities
suggest that secrecy may not be as strict as the appellants
claimed to your Lordships."
B. Relevant domestic law and practice
Offences against the person
Section 20 of the Offences Against the Persons Act 1861 (OAPA)
provides as amended:
"Whosoever shall unlawfully and maliciously wound or
inflict any grievous bodily harm upon any other person,
with or without any weapon or instrument, shall be guilty
of To constitute a wound for the purposes of the section, the whole skin must be broken, not merely the outer layer or epidermis. Section 47 of the OAPA provides as amended: "whosoever shall be convicted upon an indictment of any assault occasioning actual bodily harm shall be liable ... to a maximum penalty of five years' imprisonment ." Case-law prior to R. v. Brown In the case of Rex v. Donovan (1934 2 KB 498), the accused had beat with a cane a girl for the purposes of sexual gratification, with her consent. Swift J. held: "it is an unlawful act to beat another person with such a degree of violence that the infliction of actual bodily harm is a probable consequence, and when such an act is proved, consent is immaterial." In Attorney-General's Reference (No. 6 of 1980) (1980 QB 715) where two men quarrelled and decided to fight each other, Lord Lane CJ in the Court of Appeal had held: "it is not in the public interest that people should try to cause or should cause each other actual bodily harm for no good reasonfor no good reason. Minor struggles are another matter. So, in our judgment, it is immaterial whether the act occurs in private or in public; it is an assault if actual bodily harm is intended and/or caused. This means that most fights will be unlawful regardless of consent. Nothing which we have said is intended to cast doubt upon the accepted legality of of properly conducted games and sports, lawful chastisement or correction, reasonable surgical interference, dangerous exhibitions etc? These apparent exceptions can be justified as involving the exercise of a legal right, in the case of chastisement or correction, or as needed in the public interest, in the other cases." COMPLAINTS The applicants complain to the Commission that their prosecution and conviction were in violation of Articles 7 and 8 of the Convention. Article 7 Under Article 7 the applicants contend that their convictions were the result of an unforeseeable application of an albeit existing principle of law from another field of the criminal law. They submit that the only foreseeable criminal liability at the time of commission of the alleged offences lay under the sexual offences legislation. Article 8 Under Article 8 the applicants claim that their prosecution and conviction represented violations of the said Article as amounting to interferences with their right to respect for their private life, which were neither in accordance with law nor necessary in a democratic society, within the meaning of Article 8 para. 2. PROCEEDINGS BEFORE THE COMMISSION The applications were introduced on 14 December 1992. The first applicant's complaints were registered under No. 21627/93 on 8 April 1993, those of the second applicant on 12 May 1994 under No. 21826/93 and those of the second applicant on 4 June 1993 under No. 21974/93. On 30 August 1993, the Commission decided to join the first and third applications. It also decided to communicate all three applications to the respondent Government and to ask for written observations on their admissibility and merits. The Government's observations were submitted on 3 December 1993 after one extension in the time-limit fixed for this purpose, and the applicants' observations in reply were submitted on 26 March 1994, also after one extension in the time-limit. On 21 January 1994 and 11 March 1994 respectively, the Commission decided to grant legal aid to the third and first applicant. On 27 June 1994, the Commission decided to join the second application to the other two. It also decided to hold an oral hearing on the admissibility and merits of the three applications. On 18 January 1995, at the oral hearing, the parties were represented as follows: For the Government Mr. I. Christie Agent, Foreign and Commonwealth Office Mr. D. Pannick Q.C. Counsel Mr. R. Heaton Adviser Mr. J. Toon Adviser For the applicants Ms. A. Worrall Q.C. Counsel Ms. E. Sharpston Counsel Mr. P. Duffy Counsel Mr. T. Eicke Counsel Mr. A. Hamilton Solicitor Mr. I. Geffen Solicitor Mr. J. Wadham Solicitor Ms. N. Pollard Legal assistant MM. Laskey and Jaggard, applicants, were also present. THE LAW 1. The applicants complain that their prosecution and conviction for offences of assault and wounding in the course of consensual sado- masochistic activities constitute a violation of their right to respect for their private life guaranteed under Article 8 (Art. 8) of the Convention. Article 8 (Art. 8) of the Convention provides: "1. Everyone has the right to respect for his private and family life, his home and his correspondence. 2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others." The Government submit that any interference disclosed by the applicants' prosecution and conviction is necessary for the protection of morals and the protection of health and accordingly justified under the second paragraph of Article 8 (Art. 8). They refer to the "very broad margin of appreciation" accorded to Contracting States in areas touching morality (see eg. Eur. Court H.R. Handyside judgment of 7 December 1976, Series A no. 24 and Muller judgment of 24 May 1988, Series A no. 133). In their submission, it is open to a Contracting State to regard some acts of violence as so damaging to morality and health that the law must prohibit their infliction irrespective of the consent of the victim. Where the line has to be drawn between those injuries to which a person can consent to infliction upon himself and those which are so serious that consent is immaterial is a matter of public policy. They argue that the decision of the House of Lords in this case to exclude consent as a defence to actual bodily harm is well within their margin of appreciation, having regard to cogent factors such as society's moral rejection of violent sado-masochism, the risks of serious injury and infection and possible adverse effect on the young. The applicants complain that the convictions for assault and wounding disclose interferences with their right to respect for their private life under Article 8 para. 1 (Art. 8-1) of the Convention which are not justifiable under the second paragraph. They submit that they have been penalised in respects of sexual acts, which took place in private between consenting adults. They contend that there is no justification for interference with such an intimate aspect of their private lives. They submit that their conduct involved relatively minor levels of physical harm that did no permanent lasting damage and that there is no real evidence of any risk to health or danger to morals resulting from such conduct. The acts were wholly private. The applicants submit that the fact that the acts committed may have shocked or offended certain members of the public, when publicised through prosecution, is not, in their view, sufficient justification for criminalising consensual private adult sexual activities. They also allege discrimination in comparison with other situations in which more serious forms of injury are lawful (eg. boxing). The Commission has taken cognizance of the submissions of the parties. It considers that the applicants' complaints raise serious issues of fact and law, the determination of which should depend on an examination of the merits. This part of the application must therefore be declared admissible, no other ground for declaring it inadmissible having been established. 2. The applicants contend that their convictions were the result of an unforeseeable application of an albeit existing principle of law from another field of the criminal law. They submit that the only foreseeable criminal liability at the time of commission of the alleged offences lay under the sexual offences legislation. They invoke Article 7 (Art. 7) of the Convention which provides in its first paragraph: "1. No one shall be held guilty of any criminal offence on account of any act or omission which did not constitute a criminal offence under national or international law at the time when it was committed. Nor shall a heavier penalty be imposed than the one that was applicable at the time the criminal offence was committed." The applicants submit it was not reasonably foreseeable that their conduct constituted offences under the OAPA. They argue that the previous authorities, which dealt with fighting in public and the caning of a girl who had been paid, could not be foreseen as precedent for a situation where the infliction of pain was for mutual sexual gratification in private and where no payment was involved. Accordingly, they were subject to a retrospective application of the criminal law. The Commission recalls that Article 7 para. 1 (Art. 7-1) reflects the principle, found also in other provisions of the Convention in the context of requirements that interferences with or restrictions in the exercise of fundamental rights must be "in accordance with law" or "prescribed by law", that individuals should be able to regulate their conduct with reference to the norms prevailing in the society in which they live. That generally entails that the law must be adequately accessible - an individual must have an indication of the legal rules applicable in a given case - and he must be able to foresee the consequences of his actions, in particular, to be able to avoid incurring the sanction of the criminal law. In the context of "prescribed by law" the Court set the standard of foreseeability to that of reasonable certainty: "...a norm cannot be regarded as a `law' unless it is formulated with sufficient precision to enable the citizen to regulate his conduct: he must be able - if need be with appropriate advice - to foresee, to a degree that is reasonable in the circumstances, the consequences which a given action may entail. Those consequences need not be foreseeable with absolute certainty : experience shows this to be unattainable. Again, whilst certainty is highly desirable, it may bring in its train excessive rigidity and the law must be able to keep pace with changing circumstances. Accordingly, many laws are inevitably couched in terms which, to a greater or lesser extent, are vague and whose interpretation and application are questions of practice." (Eur. Court H.R., the Sunday Times judgment of 26 April 1979, Series A no. 30 p. 31, para. 49) The Commission has held that where law is developed by application and interpretation of courts in a common law system, their law-making function must remain within reasonable limits. Article 7 para. 1 (Art. 7-1) excludes that any acts not previously punishable should be held by the courts to entail criminal liability or that existing offences should be extended to cover facts which previously did not clearly constitute a criminal offences (see eg. No. 8710/79, Dec. 7.5.82, D.R. 28 p. 77). It is however compatible with the requirements of Article 7 para. 1 (Art. 7-1) for the existing elements of an offence to be clarified or adapted to new circumstances or developments in society insofar as this can reasonably be brought under the original concept of the offence. The constituent elements of an offence may not however be essentially changed to the detriment of an accused and any progressive development by way of interpretation must be reasonably foreseeable to him with the assistance of appropriate legal advice if necessary (see eg. Nos. 8710/79, loc. cit., 10505/83, Dec. 4.3.85, D.R. 41 p. 178 and No. 13079/87, Dec. 6.3.87, D.R. 60 p. 256). The Commission notes that the Court of Appeal and the majority of the House of Lords found that the precedents established that consent was no defence under section 47 or section 20 of the OAPA and that there was no exception under which the applicants' conduct could be said to fall. Lord Mustill, one of the two judges who dissented in the House of Lords, also agreed that the judge and Court of Appeal had applied the law as it was then understood though in his own view it fell to the House of Lords to adapt this understanding. While the applicants contend that, as accepted by the Court of Appeal, they did not realise that their conduct was criminal, the Commission finds that the application of the offences to their conduct must be regarded as having been reasonably foreseeable to an applicant with appropriate legal advice. Consequently, the Commission finds that the applicants were not as a result convicted of conduct which did not constitute a criminal offence at the time which it was committed. It follows that these complaints must be rejected as manifestly ill-founded within the meaning of Article 27 para. 2 (Art. 27-2) of the Convention. 3. The applicants complain also under Article 14 (Art. 14) of the Convention which prohibits discrimination in the enjoyment of the rights and freedoms guaranteed under the Convention. The Commission notes however that this complaint was raised for the first time at the hearing which took place on 18 January 1995. Pursuant to Article 26 (Art. 26) of the Convention, the Commission may only deal with a complaint which has been introduced "within a period of six months from the date on which the final decision was taken". The final decision relating to the subject-matter of the applicants' complaints was the judgment of the House of Lords given on 11 March 1993, more than six months before the discrimination complaint was raised before the Commission. It follows that this complaint has been introduced out of time and must be rejected under Article 27 para. 3 (Art. 27-3) of the Convention. For these reasons, the Commission, DECLARES ADMISSIBLE the applicants' complaints relating to alleged interferences with their right to respect for private life, without prejudging the merits; DECLARES INADMISSIBLE the remainder of the application. Secretary to the Commission President of the Commission (H.C. KRUGER) (C.A. NØRGAARD)
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